Defendant Name:
Earl U. Bravo, Sr.
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Nathan A. Chapman, Jr., eChapman, Inc. The Chapman Company, Chapman Capital Management, Inc., Earl U. Bravo, Sr., Demetris B. Brown and Daniel Baldwin, Jr.
First Document Date
26-Jun-2003
Initial Filing Format
Civil Proceeding
Case Number
03-cv-01877
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Maryland, District of Maryland
Affiliations
- Former: Director—No Specific Position Named in Document at eChapman, Inc.
- Former: Senior Vice President at eChapman, Inc.
- Former: Senior Vice President at The Chapman Company
- Former: COO at The Chapman Company
- Former: Secretary at eChapman, Inc.
- Former: Head of Equity Trading at The Chapman Company
- Former: Secretary at Chapman Capital Management, Inc.
- Former: Assistant Treasurer at eChapman, Inc.
- Former: Secretary; Assistant Treasurer at The Chapman Company
- Former: Assistant Treasurer at Chapman Capital Management, Inc.
Violations Alleged
•
Sec 17(a) (Not specified)
•
Sections 206(1), 206(2), 206(3) Advisers Act
Related Violations Alleged
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
First Resolution Date
27-Aug-2012
Headline Total Penalty and Disgorgement
See Related Documents
Other Defendants in Action:
