Defendant Name:
Nathan A. Chapman, Jr.
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Nathan A. Chapman, Jr., eChapman, Inc. The Chapman Company, Chapman Capital Management, Inc., Earl U. Bravo, Sr., Demetris B. Brown and Daniel Baldwin, Jr.
First Document Date
26-Jun-2003
Initial Filing Format
Civil Proceeding
Case Number
03-cv-01877
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Maryland, District of Maryland
Affiliations
- Current: Director—Chairman at eChapman, Inc. (From May 14, 1999)
- Former: Director—Chairman at The Chapman Company
- Former: Director—Chairman at Chapman Capital Management, Inc.
- Current: President at eChapman, Inc. (From May 14, 1999)
- Former: President at The Chapman Company
- Former: President at Chapman Capital Management, Inc.
- Former: Chief Compliance Officer at The Chapman Company
- Former: Chief Compliance Officer at Chapman Capital Management, Inc.
- Former: Chief Investment Officer at Chapman Capital Management, Inc.
- Current: Controlling Shareholder at eChapman, Inc. (From May 14, 1999)
Violations Alleged
•
Sec 17(a) (Not specified)
Related Violations Alleged
Nathan A. Chapman, Jr. is alleged to have aided and abetted
eChapman, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Nathan A. Chapman, Jr. is alleged to have aided and abetted
eChapman, Inc.'s violation of Sec 13(a) of the Exchange Act.
Nathan A. Chapman, Jr. is alleged to have aided and abetted
eChapman, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Nathan A. Chapman, Jr. is alleged to have aided and abetted
eChapman, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Resolutions
First Resolution Date
11-Oct-2012
Other Defendants in Action:
