Defendant Name: Chapman Capital Management, Inc.

Defendant Type: Subsidiary of Public Company
Public Company Parent: eChapman, Inc.
SIC Code: 7375
CUSIP: 26830Q10

Initial Case Details

Legal Case Name SEC v. Nathan A. Chapman, Jr., eChapman, Inc. The Chapman Company, Chapman Capital Management, Inc., Earl U. Bravo, Sr., Demetris B. Brown and Daniel Baldwin, Jr.
First Document Date 26-Jun-2003
Initial Filing Format Civil Proceeding
Case Number 03-cv-01877
Allegation Type Issuer Reporting and Disclosure
Federal District Court Maryland, District of Maryland

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
Securities Act
• Sec 17(a) (Not specified)
Other
• Sections 206(1), 206(2) and 206(3) Advisers Act
Additionally, Nathan A. Chapman, Jr. is alleged to have aided and abetted Chapman Capital Management, Inc.'s violation of Sections 206(1), 206(2), and 206(3) Advisers Act.
Earl U. Bravo, Sr. is alleged to have aided and abetted Chapman Capital Management, Inc.'s violation of Sections 206(1), 206(2), and 206(3) Advisers Act.

Resolutions

First Resolution Date 11-Oct-2012

Related Documents:

court_doc1_03-cv-01877 26-Jun-2003 Complaint
Complaint
The Commission stated: "This matter involves a fraudulent scheme conducted by defendant Nathan A. Chapman, Jr., in connection with the June 2000 initial public offering ("IPO") of, and subsequent secondary market trading in, the common stock of eChapman.com, Inc. (now eChapman, Inc. or "ECMN"), a public company controlled by Chapman."
LR-20919 02-Mar-2009 Litigation Release
Final Judgment Entered Against Demetrius B. Brown
On March 2, 2009, the SEC "announced that on February 10, 2009, the Honorable William D. Quarles, Jr. of the United States District Court for the District of Maryland, entered a Final Judgment that permanently enjoins Demetrius B. Brown from future violations of Section 13(a) of the Securities Exchange Act of 1934, and Rules 13a-1,13a-13, and 12b-20 thereunder; and orders Brown to pay a civil penalty in the amount of $15,000. Brown consented to the entry of the Final Judgment without admitting or denying the Commission's allegations."
court_doc178_03-cv-01877 11-Oct-2012 Court Docket Document
Order and Final Judgement against Nathan A. Chapman, Jr. and Chapman Capital Management, Inc.
The Court ordered that: "the Commission's Motion for an Order of Voluntary Dismissal and a Final Judgment against defendants Nathan A. Chapman and Chapman Capital Management, Inc. is granted"

Other Defendants in Action:

eChapman, Inc.
The Chapman Company
Demetris B. Brown
Earl U. Bravo, Sr.
Nathan A. Chapman, Jr.
Daniel Baldwin, Jr.