Defendant Name: Sandra Hatfield

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Dawn M. Schlegel, and Sandra L. Hatfield
First Document Date 17-Aug-2006
Initial Filing Format Civil Proceeding
Case Number 06-cv-61251
Allegation Type Issuer Reporting and Disclosure
Federal District Court Florida, Southern District of Florida

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Sec 13(b)(5)
Other
Rule 13b2-1 Exchange Act

Related Violations Alleged

Sandra Hatfield is alleged to have aided and abetted DHB Industries, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Sandra Hatfield is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Sandra Hatfield is alleged to have aided and abetted DHB Industries, Inc.'s violation of Sec 13(a) of the Exchange Act.
Sandra Hatfield is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Sandra Hatfield is alleged to have aided and abetted DHB Industries, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Sandra Hatfield is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Sandra Hatfield is alleged to have aided and abetted DHB Industries, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Sandra Hatfield is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Sandra Hatfield is alleged to have aided and abetted DHB Industries, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Sandra Hatfield is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Sandra Hatfield is alleged to have aided and abetted DHB Industries, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Sandra Hatfield is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Sandra Hatfield is alleged to have aided and abetted DHB Industries, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Sandra Hatfield is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

Bars:
First Resolution Date 11-Aug-2015

Related Documents:

comp19806 17-Aug-2006 Complaint
Complaint for Injunctive and Other Relief
court_doc59_06-cv-61251 11-Aug-2015 Court Docket Document
Final Judgment of Permanent Injunction Against Defendant Sandra L. Hatfield

Other Defendants in Action:

Related Actions:

SEC v. DHB Industries, Inc., n/k/a Point Blank Solutions, Inc.
SEC v. David H. Brooks
SEC v. Jerome Krantz, Cary Chasin, and Gary Nadelman
In the Matter of Dawn M. Schlegel, CPA