Defendant Name:
Jerome Krantz
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Jerome Krantz, Cary Chasin, and Gary Nadelman
First Document Date
28-Feb-2011
Initial Filing Format
Civil Proceeding
Case Number
11-cv-60432
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Florida, Southern District of Florida
Affiliations
- Former: Director—Compensation Committee at DHB Industries, Inc. (2000—May 2006)
- Former: Director—Audit Committee at DHB Industries, Inc. (2000—May 2006)
- Former: Director—No Specific Position Named in Document at DHB Industries, Inc. (2000—May 2006)
Related Violations Alleged
Jerome Krantz is alleged to have aided and abetted DHB Industries, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Jerome Krantz is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act (willfully/knowingly).
Jerome Krantz is alleged to have aided and abetted DHB Industries, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Jerome Krantz is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Jerome Krantz is alleged to have aided and abetted DHB Industries, Inc.'s violation of Sec 13(a) of the Exchange Act.
Jerome Krantz is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Jerome Krantz is alleged to have aided and abetted DHB Industries, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Jerome Krantz is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Jerome Krantz is alleged to have aided and abetted DHB Industries, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Jerome Krantz is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act (willfully/knowingly).
Jerome Krantz is alleged to have aided and abetted DHB Industries, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Jerome Krantz is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Jerome Krantz is alleged to have aided and abetted DHB Industries, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Jerome Krantz is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Jerome Krantz is alleged to have aided and abetted DHB Industries, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Jerome Krantz is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
First Resolution Date
10-Nov-2011
Headline Total Penalty and Disgorgement
$1,669,122
Other Defendants in Action:
