Defendant Name: Gary Nadelman

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Jerome Krantz, Cary Chasin, and Gary Nadelman
First Document Date 28-Feb-2011
Initial Filing Format Civil Proceeding
Case Number 11-cv-60432
Allegation Type Issuer Reporting and Disclosure
Federal District Court Florida, Southern District of Florida

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Sec 13(b)(5)
Sec 14(a)
Rule 14a-3
Rule 14a-9
Other
Rules 13b2-1, 13b2-2 Exchange Act

Related Violations Alleged

Gary Nadelman is alleged to have aided and abetted DHB Industries, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Gary Nadelman is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act (willfully/knowingly).
Gary Nadelman is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Gary Nadelman is alleged to have aided and abetted DHB Industries, Inc.'s violation of Sec 13(a) of the Exchange Act.
Gary Nadelman is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Gary Nadelman is alleged to have aided and abetted DHB Industries, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Gary Nadelman is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Gary Nadelman is alleged to have aided and abetted DHB Industries, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Gary Nadelman is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act (willfully/knowingly).
Gary Nadelman is alleged to have aided and abetted DHB Industries, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Gary Nadelman is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Gary Nadelman is alleged to have aided and abetted DHB Industries, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Gary Nadelman is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Gary Nadelman is alleged to have aided and abetted DHB Industries, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Gary Nadelman is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).

Resolutions

Bars:
First Resolution Date 10-Nov-2011

Related Documents:

comp21867-directors 28-Feb-2011 Complaint
Complaint for Injunctive and Other Relief
court_doc15_11-cv-60432 10-Nov-2011 Court Docket Document
Final Judgment of Permanent Injunction and Other Relief as to Defendant Gray Nadelman

Other Defendants in Action:

Related Actions:

SEC v. DHB Industries, Inc., n/k/a Point Blank Solutions, Inc.
SEC v. Dawn M. Schlegel, and Sandra L. Hatfield
SEC v. David H. Brooks
In the Matter of Dawn M. Schlegel, CPA