Defendant Name:
Dawn M. Schlegel
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Dawn M. Schlegel, and Sandra L. Hatfield
First Document Date
17-Aug-2006
Initial Filing Format
Civil Proceeding
Case Number
06-cv-61251
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Florida, Southern District of Florida
Violations Alleged
•
Rule 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Dawn M. Schlegel is alleged to have aided and abetted DHB Industries, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Dawn M. Schlegel is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Dawn M. Schlegel is alleged to have aided and abetted DHB Industries, Inc.'s violation of Sec 13(a) of the Exchange Act.
Dawn M. Schlegel is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Dawn M. Schlegel is alleged to have aided and abetted DHB Industries, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Dawn M. Schlegel is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Dawn M. Schlegel is alleged to have aided and abetted DHB Industries, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Dawn M. Schlegel is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Dawn M. Schlegel is alleged to have aided and abetted DHB Industries, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Dawn M. Schlegel is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Dawn M. Schlegel is alleged to have aided and abetted DHB Industries, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Dawn M. Schlegel is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Dawn M. Schlegel is alleged to have aided and abetted DHB Industries, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Dawn M. Schlegel is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
First Resolution Date
11-Aug-2015
Other Defendants in Action:
