Defendant Name: Dawn M. Schlegel

Defendant Type: Individual

Document Reference: court_doc58_06-cv-61251

Document Details

Legal Case Name SEC v. Dawn M. Schlegel, and Sandra L. Hatfield
Document Name Final Judgment of Permanent Injunction Against Defendant Dawn M. Schlegel
Document Date 11-Aug-2015
Document Format Civil Proceeding
Case Number 06-cv-61251
Federal District Court Florida, Southern District of Florida
Federal District Judge Patricia A. Seitz
Allegation Type Issuer Reporting and Disclosure
Document Summary

Disgorgement & Penalty Information

Resolutions
Enjoinment
in light of the criminal sanctions imposed against Defendant Dawn M. Schlegel, the Commission's claims for disgorgement, prejudgment interest thereon, and civil penalties pursuant to Sections 21(d)(3) and 21A of the Exchange Act, 15 U.S.C. §§ 78u(d)(3) and 78u-1 are hereby dismissed with prejudice.
Bars:
  • Bar from acting as Director or Officer of a public company (of unspecified duration)

Related Documents:

comp19806 17-Aug-2006 Complaint
Complaint for Injunctive and Other Relief

Other Defendants in Action:

Related Actions:

SEC v. DHB Industries, Inc., n/k/a Point Blank Solutions, Inc.
SEC v. David H. Brooks
SEC v. Jerome Krantz, Cary Chasin, and Gary Nadelman
In the Matter of Dawn M. Schlegel, CPA