Defendant Name:
Dawn M. Schlegel
Defendant Type:
Individual
Document Reference:
court_doc58_06-cv-61251
Document Details
Legal Case Name
SEC v. Dawn M. Schlegel, and Sandra L. Hatfield
Document Name
Final Judgment of Permanent Injunction Against Defendant Dawn M. Schlegel
Document Date
11-Aug-2015
Document Format
Civil Proceeding
Case Number
06-cv-61251
Federal District Court
Florida, Southern District of Florida
Federal District Judge
Patricia A. Seitz
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Enjoinment
in light of the criminal sanctions imposed against Defendant Dawn M. Schlegel, the Commission's claims for disgorgement, prejudgment interest thereon, and civil penalties pursuant to Sections 21(d)(3) and 21A of the Exchange Act, 15 U.S.C. §§ 78u(d)(3) and 78u-1 are hereby dismissed with prejudice.
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
Other Defendants in Action:
