Defendant Name:
Vinod Gupta
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Vinod Gupta
First Document Date
15-Mar-2010
Initial Filing Format
Civil Proceeding
Case Number
10-cv-00100
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Nebraska, District of Nebraska
Affiliations
- Former: Director—Chairman at infoUSA Inc. (1992—August 2008)
- Former: CEO at infoUSA Inc. (1992—August 2008)
- Former: Controlling Shareholder at infoUSA Inc. (1992—August 2008)
Violations Alleged
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Vinod Gupta is alleged to have aided and abetted infoUSA Inc.'s violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Vinod Gupta is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Vinod Gupta is alleged to have aided and abetted infoUSA Inc.'s violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Vinod Gupta is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Vinod Gupta is alleged to have aided and abetted infoUSA Inc.'s violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Vinod Gupta is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Vinod Gupta is alleged to have aided and abetted infoUSA Inc.'s violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Vinod Gupta is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Vinod Gupta is alleged to have aided and abetted infoUSA Inc.'s violation of Section 13(b)(2) Exchange Act (willfully/knowingly).
Vinod Gupta is alleged to have aided and abetted an unidentified individual or entity's violation of Section 13(b)(2) Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
First Resolution Date
17-Mar-2010
Headline Total Penalty and Disgorgement
$7,431,100
