Defendant Name:
Vasant H. Raval
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Vasant H. Raval
First Document Date
15-Mar-2010
Initial Filing Format
Civil Proceeding
Case Number
10-cv-00101
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Nebraska, District of Nebraska
Affiliations
- Former: Director—Chairman at infoUSA Inc. (January 2003—July 2008)
- Former: Director—Audit Committee at infoUSA Inc. (October 2002—December 2008)
- Former: Director—No Specific Position Named in Document at infoUSA Inc. (October 2002—December 2008)
- Former: Director—Audit Committee Financial Expert at infoUSA Inc. (January 2003—December 2006)
Violations Alleged
•
InfoUSA: Sections 13(a), 13(b)(2) Exchange Act; Rules 12b-20, 13a-1 Exchange Act
Related Violations Alleged
Vasant H. Raval is alleged to have aided and abetted infoUSA Inc.'s violation of Rule 12b-20 of the Exchange Act.
Vasant H. Raval is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Vasant H. Raval is alleged to have aided and abetted infoUSA Inc.'s violation of Sec 13(a) of the Exchange Act.
Vasant H. Raval is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Vasant H. Raval is alleged to have aided and abetted infoUSA Inc.'s violation of Rule 13a-1 of the Exchange Act.
Vasant H. Raval is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Vasant H. Raval is alleged to have aided and abetted infoUSA Inc.'s violation of Section 13(b)(2) Exchange Act.
Vasant H. Raval is alleged to have aided and abetted an unidentified individual or entity's violation of Section 13(b)(2) Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company for 5 years
First Resolution Date
18-Mar-2010
Headline Total Penalty and Disgorgement
$50,000
