Defendant Name: Stormy L. Dean

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Stormy L. Dean
First Document Date 24-Oct-2012
Initial Filing Format Administrative Action
File Number 3-15077
Allegation Type Issuer Reporting and Disclosure
AAER 3419


Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Rule 12b-20
Sec 13(a)
Rule 13a-1
Rule 13a-14
Sec 13(b)(2)(A)
Sec 13(b)(2)(B)
Sec 13(b)(5)
Sec 14(a)
Rule 14a-3
Rule 14a-9
Rules 13b2-1, 13b2-2 Exchange Act


First Resolution Date

Related Documents:

34-68097 24-Oct-2012 Administrative Proceeding
Order Instituting Public Administrative Proceedings and Imposing Temporary Suspension Pursuant to Rule 102(e)(3) of the Commission's Rules of Practice
34-69645 28-May-2013 Administrative Proceeding
Order Making Findings and Imposing Remedial Sanctions Pursuant to Rule 102(e)(3)(i) of the Commission's Rules of Practice

Related Actions:

In the Matter of infoUSA Inc., k/n/a infoGROUP Inc.
SEC v. Vinod Gupta
SEC v. Vasant H. Raval
SEC v. Rajnish K. Das and Stormy L. Dean
In the Matter of Rajnish K. Das