Defendant Name:
Stormy L. Dean
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Rajnish K. Das and Stormy L. Dean
First Document Date
15-Mar-2010
Initial Filing Format
Civil Proceeding
Case Number
10-cv-00102
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Nebraska, District of Nebraska
Affiliations
- Former: CFO at infoUSA Inc. (January 2000—September 2003)
- Former: Controller/Comptroller at infoUSA Inc.
- Former: Principal Accounting Officer at infoUSA Inc.
Violations Alleged
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Stormy L. Dean is alleged to have aided and abetted infoUSA Inc.'s violation of Rule 12b-20 of the Exchange Act.
Stormy L. Dean is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Stormy L. Dean is alleged to have aided and abetted infoUSA Inc.'s violation of Sec 13(a) of the Exchange Act.
Stormy L. Dean is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Stormy L. Dean is alleged to have aided and abetted infoUSA Inc.'s violation of Rule 13a-1 of the Exchange Act.
Stormy L. Dean is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Stormy L. Dean is alleged to have aided and abetted infoUSA Inc.'s violation of Section 13(b)(2) Exchange Act.
Stormy L. Dean is alleged to have aided and abetted an unidentified individual or entity's violation of Section 13(b)(2) Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company for 3 years
First Resolution Date
28-Oct-2013
Headline Total Penalty and Disgorgement
$50,000
Other Defendants in Action:
