Defendant Name: Dean Zenon Pinard

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Dean Zenon Pinard
First Document Date 08-Dec-2011
Initial Filing Format Administrative Action
File Number 3-14655
Allegation Type Municipal Securities & Public Pensions


Violations Alleged

BAS: Section 15(c)(1)(A) Exchange Act


First Resolution Date 08-Dec-2011
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

34-65909 08-Dec-2011 Administrative Proceeding
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, and Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order

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