Defendant Name: Phillip Dennis Murphy

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Phillip Dennis Murphy
First Document Date 03-Dec-2014
Initial Filing Format Administrative Action
File Number 3-16294
Allegation Type Municipal Securities & Public Pensions

Affiliations

Resolutions

Bars:
First Resolution Date

Related Documents:

34-73724 03-Dec-2014 Administrative Proceeding
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
34-73968 31-Dec-2014 Administrative Proceeding
Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940

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