Defendant Name:
Douglas Lee Campbell
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Douglas Lee Campbell
First Document Date
07-Dec-2010
Initial Filing Format
Administrative Action
File Number
3-14152
Allegation Type
Municipal Securities & Public Pensions
Affiliations
- Former: Senior Vice President at Banc of America Securities LLC (June 1998—August 2002)
- Former: Senior Vice President at Bank of America, N.A. (June 1998—August 2002)
Resolutions
Bars:
- Bar on association with a broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization (of unspecified duration)
First Resolution Date
07-Dec-2010
