Defendant Name:
Douglas Lee Campbell
Defendant Type:
Individual
Document Reference:
34-63450
Document Details
Legal Case Name
In the Matter of Douglas Lee Campbell
Document Name
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions
Document Date
07-Dec-2010
Document Format
Administrative Proceeding
File Number
3-14152
Administrative Law Judge
Brenda P. Murray
Allegation Type
Municipal Securities & Public Pensions
Disgorgement & Penalty Information
Resolutions
Cooperation Before the Resolution
Bars:
- Bar on association with a broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization (of unspecified duration)
