Defendant Name: Brian Scott Zwerner

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Brian Scott Zwerner
First Document Date 26-Aug-2014
Initial Filing Format Administrative Action
File Number 3-16038
Allegation Type Municipal Securities & Public Pensions



First Resolution Date

Related Documents:

34-72922 26-Aug-2014 Administrative Proceeding
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions

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