Defendant Name:
Nancy M. Tullos
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Nancy M. Tullos
First Document Date
04-Mar-2008
Initial Filing Format
Civil Proceeding
Case Number
08-cv-00242
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
California, Central District of California
Affiliations
- Former: Vice President at Broadcom Corp. (August 1998—June 2003)
Violations Alleged
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
Nancy M. Tullos is alleged to have aided and abetted Broadcom Corp.'s violation of Rule 12b-20 of the Exchange Act.
Nancy M. Tullos is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Nancy M. Tullos is alleged to have aided and abetted Broadcom Corp.'s violation of Sec 13(a) of the Exchange Act.
Nancy M. Tullos is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Nancy M. Tullos is alleged to have aided and abetted Broadcom Corp.'s violation of Rule 13a-1 of the Exchange Act.
Nancy M. Tullos is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Nancy M. Tullos is alleged to have aided and abetted Broadcom Corp.'s violation of Rule 13a-13 of the Exchange Act.
Nancy M. Tullos is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Nancy M. Tullos is alleged to have aided and abetted Broadcom Corp.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Nancy M. Tullos is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Nancy M. Tullos is alleged to have aided and abetted Broadcom Corp.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Nancy M. Tullos is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
First Resolution Date
10-Mar-2008
Headline Total Penalty and Disgorgement
$1,410,017
