Defendant Name:
Henry Samueli
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Henry T. Nicholas III, Henry Samueli, William J. Ruehle, and David Dull
First Document Date
14-May-2008
Initial Filing Format
Civil Proceeding
Case Number
08-cv-00539
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
California, Central District of California
Affiliations
- Current: Director—Chairman at Broadcom Corp. (From 1991)
- Former: Director—Special Committee at Broadcom Corp. (1998—May 2003)
- Current: Director—No Specific Position Named in Document at Broadcom Corp. (From 1991)
- Current: Chief Technical Officer at Broadcom Corp. (From 1991)
- Current: Founder at Broadcom Corp. (From 1991)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
Henry Samueli is alleged to have aided and abetted Broadcom Corp.'s violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Henry Samueli is alleged to have aided and abetted Broadcom Corp.'s violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Henry Samueli is alleged to have aided and abetted Broadcom Corp.'s violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Henry Samueli is alleged to have aided and abetted Broadcom Corp.'s violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Henry Samueli is alleged to have aided and abetted Broadcom Corp.'s violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Henry Samueli is alleged to have aided and abetted Broadcom Corp.'s violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Resolutions
First Resolution Date
Other Defendants in Action:
