Defendant Name:
William J. Ruehle
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Henry T. Nicholas III, Henry Samueli, William J. Ruehle, and David Dull
First Document Date
14-May-2008
Initial Filing Format
Civil Proceeding
Case Number
08-cv-00539
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
California, Central District of California
Affiliations
- Former: Vice President at Broadcom Corp. (June 1997—April 2005)
- Former: Senior Vice President at Broadcom Corp. (April 2005—September 19, 2006)
- Former: CFO at Broadcom Corp. (June 1997—September 19, 2006)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Section 16(a) Exchange Act; Rule 16a-3 Exchange Act
Related Violations Alleged
William J. Ruehle is alleged to have aided and abetted Broadcom Corp.'s violation of Rule 12b-20 of the Exchange Act.
William J. Ruehle is alleged to have aided and abetted Broadcom Corp.'s violation of Sec 13(a) of the Exchange Act.
William J. Ruehle is alleged to have aided and abetted Broadcom Corp.'s violation of Rule 13a-1 of the Exchange Act.
William J. Ruehle is alleged to have aided and abetted Broadcom Corp.'s violation of Rule 13a-11 of the Exchange Act.
William J. Ruehle is alleged to have aided and abetted Broadcom Corp.'s violation of Rule 13a-13 of the Exchange Act.
William J. Ruehle is alleged to have aided and abetted Broadcom Corp.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
William J. Ruehle is alleged to have aided and abetted Broadcom Corp.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
First Resolution Date
Other Defendants in Action:
