Defendant Name:
David Dull
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Henry T. Nicholas III, Henry Samueli, William J. Ruehle, and David Dull
First Document Date
14-May-2008
Initial Filing Format
Civil Proceeding
Case Number
08-cv-00539
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
California, Central District of California
Affiliations
- Former: Vice President at Broadcom Corp. (March 1998—April 2005)
- Former: Senior Vice President at Broadcom Corp. (From April 2005)
- Current: General Counsel at Broadcom Corp. (From March 1998)
- Current: Corporate Secretary at Broadcom Corp. (From April 2005)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Section 16(a) Exchange Act; Rule 16a-3 Exchange Act
Related Violations Alleged
David Dull is alleged to have aided and abetted Broadcom Corp.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act (willfully/knowingly).
David Dull is alleged to have aided and abetted Broadcom Corp.'s violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
David Dull is alleged to have aided and abetted Broadcom Corp.'s violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
David Dull is alleged to have aided and abetted Broadcom Corp.'s violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
David Dull is alleged to have aided and abetted Broadcom Corp.'s violation of Rule 13a-11 of the Exchange Act (willfully/knowingly).
David Dull is alleged to have aided and abetted Broadcom Corp.'s violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
David Dull is alleged to have aided and abetted Broadcom Corp.'s violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
David Dull is alleged to have aided and abetted Broadcom Corp.'s violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Resolutions
First Resolution Date
Other Defendants in Action:
