Defendant Name:
Edward O'Donnell
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Edward O'Donnell and Victor Bozzo
First Document Date
28-Sep-2023
Initial Filing Format
Civil Proceeding
Case Number
23-cv-08543
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
New York, Southern District of New York
Affiliations
- Former: CFO at Pareteum Corporation (2017—November 2019)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Sec 304(a) Sarbanes-Oxley Act
•
Rules 13b2-1, 13b2-2 Exchange Act
Additionally,
Victor Bozzo is alleged to have aided and abetted Edward O'Donnell's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Related Violations Alleged
Edward O'Donnell is alleged to have aided and abetted Pareteum Corporation's violation of Rule 12b-20 of the Exchange Act.
Edward O'Donnell is alleged to have aided and abetted Pareteum Corporation's violation of Sec 13(a) of the Exchange Act.
Edward O'Donnell is alleged to have aided and abetted Pareteum Corporation's violation of Rule 13a-1 of the Exchange Act.
Edward O'Donnell is alleged to have aided and abetted Pareteum Corporation's violation of Rule 13a-11 of the Exchange Act.
Edward O'Donnell is alleged to have aided and abetted Pareteum Corporation's violation of Rule 13a-13 of the Exchange Act.
Edward O'Donnell is alleged to have aided and abetted Pareteum Corporation's violation of Sec 13(b)(2)(A) of the Exchange Act.
Edward O'Donnell is alleged to have aided and abetted Pareteum Corporation's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
First Resolution Date
Other Defendants in Action:
