Defendant Name:
Stanley Stefanski, CPA
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Stanley Stefanski, CPA
First Document Date
28-Sep-2023
Initial Filing Format
Administrative Action
File Number
3-21745
Allegation Type
Issuer Reporting and Disclosure
AAER
4462
Affiliations
- Former: Controller/Comptroller at Pareteum Corporation (November 2017—September 2020)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rule 13b2-2 Exchange Act
Related Violations Alleged
Stanley Stefanski, CPA is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Stanley Stefanski, CPA is alleged to have aided and abetted Pareteum Corporation's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Stanley Stefanski, CPA is alleged to have caused an unidentified individual or entity's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Stanley Stefanski, CPA is alleged to have caused Pareteum Corporation's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Stanley Stefanski, CPA is alleged to have aided and abetted Pareteum Corporation's violation of Rule 12b-20 of the Exchange Act.
Stanley Stefanski, CPA is alleged to have caused Pareteum Corporation's violation of Rule 12b-20 of the Exchange Act.
Stanley Stefanski, CPA is alleged to have aided and abetted Pareteum Corporation's violation of Sec 13(a) of the Exchange Act.
Stanley Stefanski, CPA is alleged to have caused Pareteum Corporation's violation of Sec 13(a) of the Exchange Act.
Stanley Stefanski, CPA is alleged to have aided and abetted Pareteum Corporation's violation of Rule 13a-1 of the Exchange Act.
Stanley Stefanski, CPA is alleged to have caused Pareteum Corporation's violation of Rule 13a-1 of the Exchange Act.
Stanley Stefanski, CPA is alleged to have aided and abetted Pareteum Corporation's violation of Rule 13a-11 of the Exchange Act.
Stanley Stefanski, CPA is alleged to have caused Pareteum Corporation's violation of Rule 13a-11 of the Exchange Act.
Stanley Stefanski, CPA is alleged to have aided and abetted Pareteum Corporation's violation of Rule 13a-13 of the Exchange Act.
Stanley Stefanski, CPA is alleged to have caused Pareteum Corporation's violation of Rule 13a-13 of the Exchange Act.
Stanley Stefanski, CPA is alleged to have aided and abetted Pareteum Corporation's violation of Sec 13(b)(2)(A) of the Exchange Act.
Stanley Stefanski, CPA is alleged to have caused Pareteum Corporation's violation of Sec 13(b)(2)(A) of the Exchange Act.
Stanley Stefanski, CPA is alleged to have aided and abetted Pareteum Corporation's violation of Sec 13(b)(2)(B) of the Exchange Act.
Stanley Stefanski, CPA is alleged to have caused Pareteum Corporation's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
- Bar on practicing before the SEC as an Accountant (of unspecified duration)
First Resolution Date
28-Sep-2023
