Defendant Name: Robert H. Turner

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Robert H. Turner
First Document Date 11-Oct-2024
Initial Filing Format Administrative Action
File Number 3-22238
Allegation Type Issuer Reporting and Disclosure

Affiliations

Violations Alleged

Securities Act
• Sec 17(a)(2)
• Sec 17(a)(3)
Other
• Sec 304(a) Sarbanes-Oxley Act

Resolutions

First Resolution Date 11-Oct-2024
Headline Total Penalty and Disgorgement $342,118

Related Documents:

33-11317 11-Oct-2024 Administrative Proceeding
Order Instituting Cease-and-desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-desist Order

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