Defendant Name:
Robert H. Turner
Defendant Type:
Individual
Document Reference:
33-11317
Document Details
Legal Case Name
In the Matter of Robert H. Turner
Document Name
Order Instituting Cease-and-desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-desist Order
Document Date
11-Oct-2024
Document Format
Administrative Proceeding
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Monetary Penalties:
Civil Penalty
Individual:
$75,000.00
Shared:
Clawback provision ex art 304 Sarbanes-Oxley Act
Individual:
$267,118.00
Shared:
