Defendant Name:
Victor Bozzo
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Edward O'Donnell and Victor Bozzo
First Document Date
28-Sep-2023
Initial Filing Format
Civil Proceeding
Case Number
23-cv-08543
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
New York, Southern District of New York
Affiliations
- Former: CEO at Pareteum Corporation (November 2016—May 2019)
- Former: Chief Commercial Officer at Pareteum Corporation (May 2019—June 2020)
Violations Alleged
•
Sec 17(a) (Not specified)
Related Violations Alleged
Victor Bozzo is alleged to have aided and abetted Pareteum Corporation's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Victor Bozzo is alleged to have aided and abetted
Edward O'Donnell's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
First Resolution Date
12-May-2025
Headline Total Penalty and Disgorgement
See Related Documents
Other Defendants in Action:
