Defendant Name: Victor Bozzo

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Edward O'Donnell and Victor Bozzo
First Document Date 28-Sep-2023
Initial Filing Format Civil Proceeding
Case Number 23-cv-08543
Allegation Type Issuer Reporting and Disclosure
Federal District Court New York, Southern District of New York

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Securities Act
Sec 17(a) (Not specified)

Related Violations Alleged

Victor Bozzo is alleged to have aided and abetted Pareteum Corporation's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Victor Bozzo is alleged to have aided and abetted Edward O'Donnell's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.

Resolutions

First Resolution Date

Related Documents:

comp-pr2023-205-1 28-Sep-2023 Complaint
Complaint

Other Defendants in Action:

Related Actions:

In the Matter of Pareteum Corporation
In the Matter of Stanley Stefanski, CPA