Defendant Name:
Chao Jiang
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. China North East Petroleum Holdings Limited; Wang Hongjun; Ju Guizhi; and Jiang Chao, Defendants, Jiang Mingfu; and Sun Jishuang, Relief Defendants
First Document Date
29-Nov-2012
Initial Filing Format
Civil Proceeding
Case Number
12-cv-08696
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
New York, Southern District of New York
Affiliations
- Current: Vice President at China Northeast Petroleum Holdings Limited
- Current: Secretary at China Northeast Petroleum Holdings Limited
Violations Alleged
•
Sec 17(a) (Not specified)
Related Violations Alleged
Chao Jiang is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Chao Jiang is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company for 5 years
First Resolution Date
14-Jul-2015
Headline Total Penalty and Disgorgement
$75,000
Other Defendants in Action:
