Defendant Name:
Hongjun Wang
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. China North East Petroleum Holdings Limited; Wang Hongjun; Ju Guizhi; and Jiang Chao, Defendants, Jiang Mingfu; and Sun Jishuang, Relief Defendants
First Document Date
29-Nov-2012
Initial Filing Format
Civil Proceeding
Case Number
12-cv-08696
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
New York, Southern District of New York
Affiliations
- Former: Director—Chairman at China Northeast Petroleum Holdings Limited (January 1, 2009—May 23, 2010)
- Former: Director—No Specific Position Named in Document at China Northeast Petroleum Holdings Limited (January 1, 2009—May 23, 2010)
- Former: CEO at China Northeast Petroleum Holdings Limited (January 1, 2009—May 23, 2010)
- Former: President at China Northeast Petroleum Holdings Limited (January 1, 2009—May 23, 2010)
- Controlling Shareholder at China Northeast Petroleum Holdings Limited
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
Hongjun Wang is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Hongjun Wang is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Hongjun Wang is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Hongjun Wang is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Hongjun Wang is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Hongjun Wang is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Hongjun Wang is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
First Resolution Date
13-Jul-2015
Headline Total Penalty and Disgorgement
See Related Documents
Other Defendants in Action:
