Defendant Name:
Kwok Laiha Helena, CPA
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Baker Tilly Hong Kong Limited, Andrew David Ross, CPA, and Kwok Laiha Helena, CPA
First Document Date
17-Dec-2014
Initial Filing Format
Administrative Action
File Number
3-16324
Allegation Type
Issuer Reporting and Disclosure
AAER
3615
Affiliations
- Current: Director—No Specific Position Named in Document at Baker Tilly Hong Kong Limited
Violations Alleged
•
Sections 4C, 10A(a)(2) Exchange Act; Rule 102(e)(1)(ii) Commission's Rules of Practice
Resolutions
Bars:
- Bar on practicing before the SEC as an Accountant for 3 years
First Resolution Date
17-Dec-2014
Headline Total Penalty and Disgorgement
$10,000
Other Defendants in Action:
