Defendant Name:
Kwok Laiha Helena, CPA
Defendant Type:
Individual
Document Reference:
34-73862
Document Details
Legal Case Name
In the Matter of Baker Tilly Hong Kong Limited, Andrew David Ross, CPA, and Kwok Laiha Helena, CPA
Document Name
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
Document Date
17-Dec-2014
Document Format
Administrative Proceeding
AAER
3615
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Bars:
- Bar on practicing before the SEC as an Accountant for 3 years
Monetary Penalties:
Civil Penalty
Individual:
$10,000.00
Shared:
Other Defendants in Action:
