Defendant Name:
Brian McCollum
Defendant Type:
Individual
Document Reference:
34-79819
Document Details
Legal Case Name
In the Matter of Brian McCollum
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Cease-and-Desist Orders and Remedies
Document Date
18-Jan-2017
Document Format
Administrative Proceeding
AAER
3847
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Fair Funds
Monetary Penalties:
Civil Penalty
Individual:
$35,000.00
Shared:
Reimburse Orthofix bonuses, other incentive based or equity based compensation
Individual:
$40,885.00
Shared:
