Defendant Name: Anthony Caputo

Defendant Type: Individual

Document Reference: court_doc6_09-cv-02117

Document Details

Legal Case Name SEC v. SafeNet, Inc., Anthony Caputo, Kenneth Mueller, Clinton Ronald Greenman, John Wilroy, and Gregory Pasko
Document Name Final Judgment as to Defendant Anthony Caputo
Document Date 02-Dec-2009
Document Format Civil Proceeding
Case Number 09-cv-02117
Federal District Court District of Columbia, District of Columbia
Federal District Judge Richard W. Roberts
Allegation Type Issuer Reporting and Disclosure
Document Summary

Disgorgement & Penalty Information

Resolutions
Enjoinment
Monetary Penalties:

Disgorgement

Individual:     $1,690,000.00 Shared:    

Civil Penalty

Individual:     $250,000.00 Shared:    

Pre-Judgment Interest

Individual:     $214,000.00 Shared:    

Related Documents:

comp21290 10-Nov-2009 Complaint
Complaint

Related Actions:

In the Matter of Carole D. Argo, CPA
In the Matter of Kenneth Mueller, CPA
In the Matter of Clinton Ronald Greenman, CPA
In the Matter of John Wilroy, CPA
In the Matter of Gregory Pasko, CPA
SEC v. Carole Argo