Defendant Name:
James C. Kelsoe, Jr.
Defendant Type:
Individual
Document Reference:
33-9116
Document Details
Legal Case Name
In the Matter of Morgan Asset Management, Inc.; Morgan Keegan & Company, Inc.; James C. Kelsoe, Jr.; and Joseph Thompson Weller, CPA
Document Name
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 4C, 15(b) and 21C of the Securities Exchange Act of 1934, Sections 9(b) and 9(f) of the Investment Company Act of 1940, Sections 203(e), 203(f), 203(k) of the Investment Advisers Act of 1940 and Rule 102(e)(1)(iii) of the Commission's Rules of Practice
Document Date
07-Apr-2010
Document Format
Administrative Proceeding
AAER
3125
Allegation Type
Investment Advisers/Investment Companies
Other Defendants in Action:
