Defendant Name:
Christi R. Sulzbach
Defendant Type:
Individual
Document Reference:
34-60170
Document Details
Legal Case Name
In the Matter of Christi R. Sulzbach
Document Name
Order Instituting Administrative Proceedings Pursuant to Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions
Document Date
25-Jun-2009
Document Format
Administrative Proceeding
AAER
3000
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Bars:
- Bar on practicing before the SEC as an Attorney (of unspecified duration)
Monetary Penalties:
Disgorgement
Individual:
$1.00
Shared:
Civil Penalty
Individual:
$120,000.00
Shared:
