Defendant Name:
Daniel H. Mudd
Defendant Type:
Individual
Document Reference:
court_doc208_11-cv-09202
Document Details
Legal Case Name
SEC v. Daniel H. Mudd, Enrico Dallavecchia, and Thomas A. Lund
Document Name
Stipulation and Agreement and Order
Document Date
22-Aug-2016
Document Format
Civil Proceeding
Case Number
11-cv-09202
Federal District Court
New York, Southern District of New York
Federal District Judge
Paul A. Crotty
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Enjoinment
Various Undertakings
Monetary Penalties:
"Mudd further agrees to contribute, or cause to be contributed, the following amount: $100,000"
Individual:
$100,000.00
Shared:
Other Defendants in Action:
