Defendant Name:
Enrico Dallavecchia
Defendant Type:
Individual
Document Reference:
court_doc182_11-cv-09202
Document Details
Legal Case Name
SEC v. Daniel H. Mudd, Enrico Dallavecchia, and Thomas A. Lund
Document Name
Stipulation and Agreement and Order as to Dallavecchia and Lund
Document Date
21-Sep-2015
Document Format
Civil Proceeding
Case Number
11-cv-09202
Federal District Court
New York, Southern District of New York
Federal District Judge
Paul A. Crotty
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Enjoinment
Various Undertakings
Bars:
- Refrain from signing any report required to be filed with the SEC under Exchange Act Sections 13(a) or 15(d) or any certification required pursuant to Sections 302 and 906 of the Sarbanes-Oxley Act of 2002 for 1 year
Monetary Penalties:
"Each Stipulating Defendant agrees to contribute, or to cause to be contributed the following amounts: . . . Dallavecchia: $25,000"
Individual:
$25,000.00
Shared:
Other Defendants in Action:
