Defendant Name:
Nicole R. Kaplan
Defendant Type:
Individual
Document Reference:
court_doc61_10-cv-09239
Document Details
Legal Case Name
SEC v. Vitesse Semiconductor Corporation, Louis R. Tomaseti A, Eugene F. Hovanec, Yatin D. Mody, and Nicole R. Kaplan
Document Name
Final Judgment as to Defendant Nicole R. Kaplan
Document Date
22-Mar-2011
Document Format
Civil Proceeding
Case Number
10-cv-09239
Federal District Court
New York, Southern District of New York
Federal District Judge
Jed S. Rakoff
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Enjoinment
Other Compliance Related Undertaking
Monetary Penalties:
Disgorgement
Individual:
$31,050.00
Shared:
Pre-Judgment Interest
Individual:
$16,445.00
Shared:
Total Penalty
Individual:
$47,495.00
Shared:
Other Defendants in Action:
