Defendant Name:
Fremont Investment Advisors, Inc.
Defendant Type:
Other
Document Reference:
34-62090
Document Details
Legal Case Name
In the Matter of Fremont Investment Advisors, Inc.
Document Name
Notice of Proposed Plan of Distribution and Opportunity for Comment
Document Date
12-May-2010
Document Format
Administrative Proceeding
Allegation Type
Investment Advisers/Investment Companies
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Fair Funds
Plan of Distribution
Monetary Penalties:
Disgorgement
Individual:
$2,146,000.00
Shared:
Civil Penalty
Individual:
$2,000,000.00
Shared: