Defendant Name:
Fremont Investment Advisors, Inc.
Defendant Type:
Other
Document Reference:
34-71426
Document Details
Legal Case Name
In the Matter of Fremont Investment Advisors, Inc.
Document Name
Order Discharging Fund Administrator, Transfer of Residual and Terminating Fair Fund
Document Date
28-Jan-2014
Document Format
Administrative Proceeding
Allegation Type
Investment Advisers/Investment Companies
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Fair Funds
Plan of Distribution
Monetary Penalties:
Total Penalty
Individual:
$4,146,000.00
Shared: