Defendant Name:
Fremont Investment Advisors, Inc.
Defendant Type:
Other
Document Reference:
34-63203
Document Details
Legal Case Name
In the Matter of Fremont Investment Advisors, Inc.
Document Name
Order Directing Disbursement of Fair Fund
Document Date
28-Oct-2010
Document Format
Administrative Proceeding
Allegation Type
Investment Advisers/Investment Companies
Disgorgement & Penalty Information
Resolutions
Fair Funds
Plan of Distribution
Monetary Penalties:
Disgorgement
(Penalty was noted in document, but no amount was listed)
Civil Penalty
(Penalty was noted in document, but no amount was listed)
Total Penalty
Individual:
$4,146,000.00
Shared: