Defendant Name:
Fremont Investment Advisors, Inc.
Defendant Type:
Other
Document Reference:
34-67483
Document Details
Legal Case Name
In the Matter of Fremont Advisors, Inc.
Document Name
Order Directing Disbursement
Document Date
20-Jul-2012
Document Format
Administrative Proceeding
Allegation Type
Investment Advisers/Investment Companies
Disgorgement & Penalty Information
Resolutions
Fair Funds
Plan of Distribution
Monetary Penalties:
Disgorgement
(Penalty was noted in document, but no amount was listed)
Civil Penalty
(Penalty was noted in document, but no amount was listed)
Total Penalty
Individual:
$4,146,000.00
Shared: