Defendant Name:
Howard I. Smith
Defendant Type:
Individual
Document Reference:
court_doc4_09-cv-06939
Document Details
Legal Case Name
Final Consent Judgment as to Defendant Howard I. Smith
Document Name
Final Consent Judgment as to Defendant Howard I. Smith
Document Date
07-Aug-2009
Document Format
Civil Proceeding
Case Number
09-cv-06939
Federal District Court
New York, Southern District of New York
Federal District Judge
Loretta A. Preska
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Other Compliance Related Undertaking
Monetary Penalties:
Disgorgement
Individual:
$750,000.00
Shared:
Civil Penalty
Individual:
$750,000.00
Shared:
Total Penalty
Individual:
$1,500,000.00
Shared:
Other Defendants in Action:
