Defendant Name: Lisa M. Roberts

Defendant Type: Individual

Document Reference: court_doc3_09-cv-02590

Document Details

Legal Case Name SEC v. Lisa M. Roberts
Document Name Final Judgement As To Defendant Lisa M. Roberts
Document Date 01-Jul-2009
Document Format Civil Proceeding
Case Number 09-cv-02590
Federal District Court New York, Eastern District of New York
Federal District Judge Leonard D. Wexler
Allegation Type Issuer Reporting and Disclosure
Document Summary

Disgorgement & Penalty Information

Resolutions
Enjoinment
Bars:
  • Bar from acting as Director or Officer of a public company (of unspecified duration)
Monetary Penalties:

Civil Penalty

Individual:     $25,000.00 Shared:    

Related Documents:

comp21091-roberts 18-Jun-2009 Complaint
Complaint

Related Actions:

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SEC v. Comverse Technology, Inc.
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In the Matter of David Kreinberg, CPA
In the Matter of William F. Sorin, Esq.
In the Matter of Lisa M. Roberts, CPA