Defendant Name: Live Ventures Incorporated

Defendant Type: Public Company
SIC Code: 7310
CUSIP: 53814230

Document Reference: comp25155

Document Details

Legal Case Name SEC v. Live Ventures Incorporated; JanOne Inc. (f/k/a Appliance Recycling Centers of America, Inc.); John Isaac a/k/a Jon Isaac; Kingston Diversified Holdings LLC; and Virland A. Johnson
Document Name Complaint
Document Date 02-Aug-2021
Document Format Civil Proceeding
Case Number 21-cv-01433
Federal District Court Nevada, District of Nevada
Allegation Type Issuer Reporting and Disclosure
Document Summary The SEC stated that: "Defendant Live Ventures Incorporated ("LIVE") and its chief executive officer John Isaac a/k/a Jon Isaac ("Jon Isaac") engaged in three distinct fraudulent schemes, and made materially false and misleading statements that omitted material information."

Related Documents:

LR-25155 03-Aug-2021 Litigation Release
SEC Charges Two Public Companies and Executives with Financial and Disclosure Fraud
The SEC stated that: "[It] charged a publicly-traded Las Vegas-based holding company, its CEO, its CFO, an LLC controlled by the CEO, and another Nevada-based public company with multiple financial, disclosure, and reporting violations related to inflated income and earnings per share, stock promotion and secret trading, and undisclosed executive compensation."
court_doc76_21-cv-01433 21-Sep-2022 Complaint
First Amended Compliant
The Commission stated: "Defendant Live Ventures Incorporated ("LIVE") and its chief executive officer John Isaac a/k/a Jon Isaac ("Jon Isaac") engaged in three distinct fraudulent schemes, and made materially false and misleading statements that omitted material information."