Defendant Name: Craig S. Lax

Defendant Type: Individual

Document Reference: court_doc4_15-cv-01079

Document Details

Legal Case Name SEC v. Craig S. Lax
Document Name Judgment of Permanent Injunction and Disgorgement as to Defendant Craig S. Lax
Document Date 11-Mar-2015
Document Format Civil Proceeding
Case Number 15-cv-01079
Federal District Court New Jersey, District of New Jersey
Federal District Judge William H. Walls
Allegation Type Broker Dealer
Document Summary

Disgorgement & Penalty Information

Resolutions
Enjoinment
Fair Funds
Monetary Penalties:

Disgorgement

Individual:     $702,795.00 Shared:    

Pre-Judgment Interest

Individual:     $80,502.00 Shared:    

Total Penalty

Individual:     $783,297.00 Shared:    

Related Documents:

comp-pr2015-27 10-Feb-2015 Complaint
Complaint

Related Actions:

In the Matter of G-Trade Services LLC, ConvergEx Global Markets Limited, and ConvergEx Execution Solutions LLC
In the Matter of Jonathan Samuel Daspin
In the Matter of Thomas Leskargeren
In the Matter of Craig S. Lax
SEC v. Anthony G. Blumberg
SEC v. Khaled "Kal" Bassily
In the Matter of Khaled "Kal" Bassily
SEC v. John T. Place, Paul G. Kirk, John P. Kirk, Global Transition Solutions, Inc., and Global Transition Solutions, LLC