Defendant Name: Jose G. Ramirez, Jr.

Defendant Type: Individual

Document Reference: comp-pr2015-217

Document Details

Legal Case Name SEC v. Jose G. Ramirez, Jr.
Document Name Complaint
Document Date 29-Sep-2015
Document Format Civil Proceeding
Case Number 15-cv-02365
Federal District Court Puerto Rico, District of Puerto Rico
Federal District Judge Pedro A. Delgado-Hernandez
Allegation Type Broker Dealer
Document Summary

Disgorgement & Penalty Information

Resolutions
Bars:
  • barred from association with any FINRA member in any capacity. (of permanent duration)

Related Documents:

court_doc99_15-cv-02365 31-Mar-2020 Court Docket Document
Judgment

Related Actions:

In the Matter of UBS Financial Services Incorporated of Puerto Rico
UBS Financial Services Inc. of Puerto Rico
In the Matter of Ramiro L. Colon, III
Ramiro L. Colon, III
In the Matter of Jose G. Ramirez, Jr.
Jose G. Ramirez, Jr.