Defendant Name: Jose G. Ramirez, Jr.

Defendant Type: Individual

Document Reference: court_doc99_15-cv-02365

Document Details

Legal Case Name SEC v. José G. Ramírez, Jr.
Document Name Judgment
Document Date 31-Mar-2020
Document Format Civil Proceeding
Case Number 15-cv-02365
Federal District Court Puerto Rico, District of Puerto Rico
Federal District Judge Pedro A. Delgado-Hernandez
Allegation Type Broker Dealer
Document Summary

Disgorgement & Penalty Information

Resolutions
Injunction
Enjoinment
Monetary Penalties:

Disgorgement

Individual:     $1,520,576.29 Shared:    

Pre-Judgment Interest

Individual:     $265,310.36 Shared:    

Total Penalty

Individual:     $1,785,886.65 Shared:    

Related Documents:

comp-pr2015-217 29-Sep-2015 Complaint
Complaint

Related Actions:

In the Matter of UBS Financial Services Incorporated of Puerto Rico
UBS Financial Services Inc. of Puerto Rico
In the Matter of Ramiro L. Colon, III
Ramiro L. Colon, III
In the Matter of Jose G. Ramirez, Jr.
Jose G. Ramirez, Jr.