Defendant Name:
James M. Schneider
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Dell Inc., Michael S. Dell, Kevin B. Rollins, James M. Schneider, Leslie L. Jackson, Nicholas A.R. Dunning
First Document Date
22-Jul-2010
Initial Filing Format
Civil Proceeding
Case Number
10-cv-01245
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
District of Columbia, District of Columbia
Affiliations
- Former: CFO at Dell Inc. (November 2002—January 1, 2007)
Violations Alleged
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
James M. Schneider is alleged to have aided and abetted
Dell Inc.'s violation of Rule 12b-20 of the Exchange Act.
James M. Schneider is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
James M. Schneider is alleged to have aided and abetted
Dell Inc.'s violation of Sec 13(a) of the Exchange Act.
James M. Schneider is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
James M. Schneider is alleged to have aided and abetted
Dell Inc.'s violation of Rule 13a-1 of the Exchange Act.
James M. Schneider is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
James M. Schneider is alleged to have aided and abetted
Dell Inc.'s violation of Rule 13a-13 of the Exchange Act.
James M. Schneider is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
James M. Schneider is alleged to have aided and abetted
Dell Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
James M. Schneider is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
James M. Schneider is alleged to have aided and abetted
Dell Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
James M. Schneider is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Resolutions
First Resolution Date
13-Oct-2010
Other Defendants in Action:
