Defendant Name:
Robert W. Davis
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Robert W. Davis
First Document Date
27-Aug-2010
Initial Filing Format
Civil Proceeding
Case Number
10-cv-01464
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
District of Columbia, District of Columbia
Affiliations
- Former: Vice President of Corporate Planning and Reporting at Dell Inc. (2001—November 2002)
Violations Alleged
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Robert W. Davis is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Robert W. Davis is alleged to have aided and abetted Dell Inc.'s violation of Rule 12b-20 of the Exchange Act.
Robert W. Davis is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Robert W. Davis is alleged to have aided and abetted Dell Inc.'s violation of Sec 13(a) of the Exchange Act.
Robert W. Davis is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Robert W. Davis is alleged to have aided and abetted Dell Inc.'s violation of Rule 13a-1 of the Exchange Act.
Robert W. Davis is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Robert W. Davis is alleged to have aided and abetted Dell Inc.'s violation of Rule 13a-13 of the Exchange Act.
Robert W. Davis is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Robert W. Davis is alleged to have aided and abetted Dell Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Robert W. Davis is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Robert W. Davis is alleged to have aided and abetted Dell Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
First Resolution Date
13-Oct-2010
Headline Total Penalty and Disgorgement
$203,158
