Defendant Name: Robert W. Davis

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Robert W. Davis
First Document Date 27-Aug-2010
Initial Filing Format Civil Proceeding
Case Number 10-cv-01464
Allegation Type Issuer Reporting and Disclosure
Federal District Court District of Columbia, District of Columbia

Affiliations

Violations Alleged

Exchange Act
Sec 13(b)(5)
Securities Act
Sec 17(a)(2)
Sec 17(a)(3)
Other
Rules 13b2-1, 13b2-2 Exchange Act

Related Violations Alleged

Robert W. Davis is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Robert W. Davis is alleged to have aided and abetted Dell Inc.'s violation of Rule 12b-20 of the Exchange Act.
Robert W. Davis is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Robert W. Davis is alleged to have aided and abetted Dell Inc.'s violation of Sec 13(a) of the Exchange Act.
Robert W. Davis is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Robert W. Davis is alleged to have aided and abetted Dell Inc.'s violation of Rule 13a-1 of the Exchange Act.
Robert W. Davis is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Robert W. Davis is alleged to have aided and abetted Dell Inc.'s violation of Rule 13a-13 of the Exchange Act.
Robert W. Davis is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Robert W. Davis is alleged to have aided and abetted Dell Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Robert W. Davis is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Robert W. Davis is alleged to have aided and abetted Dell Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

First Resolution Date 13-Oct-2010

Related Documents:

comp21634-davis 27-Aug-2010 Complaint
Complaint: ECF Case
court_doc4_10-cv-01464 13-Oct-2010 Court Docket Document
Final Judgment as to Defendant Robert W. Davis

Related Actions:

SEC v. Dell Inc., Michael S. Dell, Kevin B. Rollins, James M. Schneider, Leslie L. Jackson, Nicholas A.R. Dunning
In the Matter of Nicholas A. R. Dunning, ACA
In the Matter of Randall D. Imhoff (CPA)
In the Matter of Robert W. Davis (CPA)
In the Matter of Leslie L. Jackson, CPA
In the Matter of James M. Schneider, CPA
SEC v. Randall D. Imhoff