Defendant Name:
Robert W. Davis
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Robert W. Davis (CPA)
First Document Date
05-Nov-2010
Initial Filing Format
Administrative Action
File Number
3-14113
Allegation Type
Issuer Reporting and Disclosure
AAER
3210
Affiliations
- Former: Vice President of Corporate Planning and Reporting at Dell Inc. (2001—November 2002)
Violations Alleged
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Robert W. Davis is alleged to have aided and abetted Dell Inc.'s violation of Rule 12b-20 of the Exchange Act.
Robert W. Davis is alleged to have aided and abetted Dell Inc.'s violation of Sec 13(a) of the Exchange Act.
Robert W. Davis is alleged to have aided and abetted Dell Inc.'s violation of Rule 13a-1 of the Exchange Act.
Robert W. Davis is alleged to have aided and abetted Dell Inc.'s violation of Rule 13a-13 of the Exchange Act.
Robert W. Davis is alleged to have aided and abetted Dell Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Robert W. Davis is alleged to have aided and abetted Dell Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar on practicing before the SEC as an Accountant for 5 years
First Resolution Date
